Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian James Thomas is a financial advisor with PNC Investments. Brian is registered with FINRA and has been in the industry since 2002. Brian has experience with clients such as high-net-worth individuals, corporations, and pension plans. Brian also has experience with portfolio management for businesses and individuals. Brian's background includes previous experience with firms such as Northern Trust Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Banc One Securities Corporation, and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
01/25/2022 - Present
PNC Investments (Houston TX)
TX
01/05/2016 - 03/25/2021
NORTHERN TRUST SECURITIES, INC. (HOUSTON TX)
TX
10/01/2008 - 12/03/2015
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
IL
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (MOUNT PROSPECT IL)
IL
07/17/2002 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
10/18/2001 - 04/02/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 09/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/03/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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