Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian James Stock is a registered representative with Wells Fargo Clearing Services, LLC. Brian has been in the industry since 1998. Brian has held past positions with Wells Fargo Investments, LLC, Ameritrade, Inc., and Ameritrade. Brian is registered in Arizona, California, Colorado, District of Columbia, Florida, Illinois, Iowa, Kansas, Minnesota, Missouri, Nebraska, Nevada, North Carolina, Texas, and Wisconsin. Brian holds Series 4, 7, 24 and 66 licenses and has passed the SIE exam. Brian works out of the Wells Fargo Clearing Services, LLC Hastings, NE branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (HASTINGS NE)
NE
08/06/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HASTINGS NE)
NE
03/29/2000 - 07/30/2002
AMERITRADE, INC. (OMAHA NE)
NE
05/29/1998 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BOTH
Issued 11/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1999
Series 4 - Registered Options Principal Examination
BC
Issued 05/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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