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Brian James Plonka

Calamos Financial Services LLC

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About Brian James Plonka

Brian Plonka is a registered representative with Calamos Financial Services LLC. Brian has been in the industry since 2002 and holds the Series 7, Series 55, Series 57TO, and SIE licenses. Brian is based in the Naperville, IL office of Calamos Financial Services LLC.

Firm Information

Brian Plonka is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Plonka’s Registration & Firm History

IL

09/20/2002 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/19/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian James Plonka.
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