Unclaimed
Brian James Papazian is a financial advisor with Northwestern Mutual Investment Services, LLC. Brian is registered with the state of California and holds the Series 63, Series 6TO and SIE licenses. Brian has been in the financial services industry since August 2021 and has over two years of experience. Brian is currently located in Anaheim, California and is licensed to provide investment advice in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
08/10/2021 - Present
Northwestern Mutual Investment Services, LLC (Anaheim CA)
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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