Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McCauley is a financial advisor with over 40 years of experience in the financial services industry. He is currently registered with Moloney Securities Asset Management LLC, based in Manchester, MO, as a Registered Representative (RA). Brian has a wide range of experience and holds Series 7, 24, 63 and 65 licenses. Brian McCauley's previous affiliations include Rocky Mountain Securities & Investments, Inc., The Stuart-James Company, Incorporated, National Securities Network, Inc., First Eastern Securities Corporation, Chesley and Dunn, Inc., First Interwest Securities Corporation, and Blinder, Robinson & Co.,Inc. He is a dedicated professional committed to providing high-quality financial advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/03/2016 - Present
Moloney Securities Asset Management LLC (MANCHESTER MO)
CO
12/05/1990 - 02/05/2003
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. (DENVER CO)
CO
06/06/1986 - 11/23/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
12/20/1985 - 06/17/1986
NATIONAL SECURITIES NETWORK, INC.
NA
12/18/1984 - 01/01/1986
FIRST EASTERN SECURITIES CORPORATION
NA
06/18/1984 - 02/15/1985
CHESLEY AND DUNN, INC.
NA
07/13/1983 - 06/07/1984
FIRST INTERWEST SECURITIES CORPORATION
NA
11/17/1981 - 06/23/1983
BLINDER, ROBINSON & CO.,INC.
IA
Issued 05/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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