Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McCafferty is a financial advisor with over 40 years of experience in the industry. Brian currently works at Alden Investment Group. Alden Investment Group is a Registered Investment Advisor (RIA) firm based in Wayne, Pennsylvania. Brian's experience includes working with a variety of financial institutions, including Oppenheimer & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/27/2022 - Present
Alden Investment Group (Red Bank NJ)
MA
01/27/2021 - 12/31/2021
WOOD (ARTHUR W.) COMPANY, INC. (BOSTON MA)
PA
08/22/2018 - 01/04/2021
KINGSWOOD CAPITAL PARTNERS, LLC (Clearfield PA)
NY
12/11/2017 - 08/13/2018
NIAGARA INTERNATIONAL CAPITAL LIMITED (NEW YORK NY)
NJ
01/19/2011 - 12/08/2017
OPPENHEIMER & CO. INC. (RED BANK NJ)
NJ
03/19/2008 - 01/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEDMINSTER NJ)
NJ
01/01/2008 - 03/25/2008
WACHOVIA SECURITIES, LLC (MORISTOWN NJ)
NJ
06/22/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BERNARDSVILLE NJ)
NJ
11/07/1989 - 06/22/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/23/1984 - 12/05/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/09/1984 - 04/10/1984
SHEARSON/AMERICAN EXPRESS INC.
NA
03/03/1982 - 03/27/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/22/1980 - 03/25/1982
DEAN WITTER REYNOLDS INC.
NA
02/22/1980 - 08/28/1980
PHILIPS, APPEL & WALDEN, INC.
IA
Issued 07/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian McCafferty is the right advisor for you? Invested Better is here to help.
