Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mariash is a financial advisor with UBS Financial Services Inc. in Sarasota, FL. Brian has been in the financial services industry since 2001 and has a wide range of experience, including investments, financial planning, and insurance. Brian is registered with the Securities and Exchange Commission and holds the Series 7, 9, 10, 31, 63, and 66 licenses. Brian is also a member of the Financial Industry Regulatory Authority (FINRA) and the National Association of Securities Dealers (NASD). UBS Financial Services Inc. is a leading global financial services firm, providing a wide range of financial products and services to individuals, businesses, and institutions. Brian is dedicated to providing his clients with personalized financial advice and solutions to meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/22/2023 - Present
UBS Financial Services Inc. (SARASOTA FL)
FL
09/29/2008 - 03/01/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
FL
04/02/2007 - 10/06/2008
MORGAN STANLEY & CO. INCORPORATED (PUNTA GORDA FL)
FL
07/30/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PUNTA GORDA FL)
MO
04/11/2002 - 08/09/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
FL
03/23/2001 - 04/09/2002
GUNNALLEN FINANCIAL, INC (TAMPA FL)
BOTH
Issued 12/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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