Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian james? Claim Your ProfileBrian james Lafaman is a financial advisor with J.P. Morgan Securities LLC, a firm with a wide range of investment services and an extensive client base. Brian has been in the industry since 2006 and holds several licenses, including Series 7, Series 24, Series 99TO and the SIE. Brian's experience with J.P. Morgan Securities LLC spans several years, with prior roles at J.P. MORGAN PRIME INC. and J.P. MORGAN CLEARING CORP. Brian is a registered principal with the firm and provides financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
02/16/2016 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
06/30/2016 - 10/19/2022
J.P. MORGAN PRIME INC. (NEW YORK NY)
NY
01/02/2009 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
11/13/2013 - 06/23/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/04/2006 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
04/04/2006 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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