Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian James Kettmann is a financial advisor at Morgan Stanley. Brian has been in the financial industry since 2005 and is registered with FINRA and the state of California. Brian has earned his Series 7, Series 63 and Series 66 licenses and the SIE. In addition to being a financial advisor, Brian also owns and operates a rental property in Waikoloa, HI and a rental property in Big Bear Lake, California. Brian is committed to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/09/2019 - Present
Morgan Stanley (San Diego CA)
CA
10/01/2012 - 08/21/2019
J.P. MORGAN SECURITIES LLC (EL CAJON CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EL CAJON CA)
CA
02/17/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (SANTEE CA)
CA
09/04/2008 - 02/17/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LA JOLLA CA)
CA
04/03/2008 - 09/09/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (ENCINITAS CA)
NC
02/01/2005 - 04/02/2008
EDWARD JONES (KINSTON NC)
BOTH
Issued 01/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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