Unclaimed
Brian James Kelly is a registered representative with TP Icap Global Markets Americas LLC, a broker-dealer headquartered in Edison, New Jersey. Brian has been in the securities industry since 1987 and holds Series 72, SIE, and Series 99 licenses. Prior to joining TP Icap Global Markets Americas LLC, Brian worked at ICAP Securities USA LLC, BrokerTec Americas LLC, and Garban LLC. Brian specializes in Government Securities and Operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/14/2012 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NY
02/15/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
08/14/2012 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
NY
07/25/1987 - 01/25/2002
GARBAN LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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