Unclaimed
Brian Kelley is a financial advisor with over 10 years of experience in the industry. Brian is currently registered with Fnex Capital, LLC and holds Series 63, SIE and Series 7 licenses. Previously, Brian has worked with J. Alden Associates, Inc. and R.W. Pressprich & Co. and Oppenheimer & Co. Inc. Brian has an active Broker-Dealer (BC) scope in Delaware, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
03/04/2022 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
PA
09/09/2019 - 12/31/2021
J. ALDEN ASSOCIATES, INC. (WAYNE PA)
NY
04/05/2017 - 08/20/2018
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
12/07/2010 - 04/04/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 12/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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