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Brian James Kelley

Fnex Capital, LLC

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About Brian James Kelley

Brian Kelley is a financial advisor with over 10 years of experience in the industry. Brian is currently registered with Fnex Capital, LLC and holds Series 63, SIE and Series 7 licenses. Previously, Brian has worked with J. Alden Associates, Inc. and R.W. Pressprich & Co. and Oppenheimer & Co. Inc. Brian has an active Broker-Dealer (BC) scope in Delaware, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Washington and Wyoming.

Firm Information

Brian Kelley is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Kelley’s Registration & Firm History

IN

03/04/2022 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

PA

09/09/2019 - 12/31/2021

J. ALDEN ASSOCIATES, INC. (WAYNE PA)

NY

04/05/2017 - 08/20/2018

R.W.PRESSPRICH & CO. (NEW YORK NY)

NY

12/07/2010 - 04/04/2017

OPPENHEIMER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian James Kelley.
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