Unclaimed
Brian James Holmes is a financial advisor with over 17 years of experience in the industry. He is currently registered with Country Capital Management Co. and holds Series 6, 63 and 65 licenses. Brian has previously been registered with Oak Grove Investment Services, Inc. in Rochester, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/23/2006 - Present
Country Capital Management Co. (SPRINGFIELD IL)
IL
03/14/2005 - 04/26/2006
OAK GROVE INVESTMENT SERVICES, INC. (ROCHESTER IL)
IA
Issued 09/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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