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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Henderson is a financial advisor with over 20 years of experience in the financial services industry. Brian currently holds registrations as a Registered Representative and Investment Advisor Representative for both Rockefeller Financial LLC and Rockefeller Capital Management in Illinois and Texas. Brian's expertise spans a wide range of financial planning and investment services, including portfolio management for individuals, businesses, and pension plans. Brian has a strong track record of providing personalized financial guidance and building long-lasting client relationships. Brian holds a Series 63, 65, 66, 7, and SIE license and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
03/01/2021 - Present
Rockefeller Financial LLC (Chicago IL)
IL
08/26/2004 - 06/06/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
NJ
08/08/1996 - 07/08/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MI
07/25/1994 - 07/09/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 06/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/28/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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