Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian James Hays is an Investment Advisor Representative with Mutual Advisors, LLC. Brian has over 30 years of experience in the financial services industry. He has held positions with several firms, including LPL Financial LLC, Amegy Investments, Inc., Zions Direct, Inc., and Wells Fargo Investments, LLC. Brian is registered with the state of Texas. Brian holds the Series 3, 63, 7, 8, 24, and 65 licenses. Brian is a Registered Representative. Brian has experience in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
08/01/2017 - Present
Mutual Advisors, LLC (Cypress TX)
TX
08/04/2011 - 08/27/2013
LPL FINANCIAL LLC (HOUSTON TX)
TX
08/13/2008 - 04/14/2011
AMEGY INVESTMENTS, INC. (CYPRESS TX)
TX
01/31/2006 - 04/14/2011
ZIONS DIRECT, INC. (LEAGUE CITY TX)
TX
11/13/2002 - 12/31/2006
AMEGY INVESTMENTS, INC. (HOUSTON TX)
TX
05/23/2001 - 03/03/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
12/13/2000 - 05/22/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/28/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
01/12/2001 - 04/12/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
06/30/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IL
07/09/1999 - 06/26/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
09/25/1998 - 04/30/1999
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
RI
02/15/1990 - 06/26/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
05/23/1989 - 02/27/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 06/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/06/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/26/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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