Unclaimed
Brian James Glueck is a financial advisor who has been in the industry since August 27, 2017. He is currently registered with Jefferies LLC in Charlotte, North Carolina. Brian has previously worked with SunTrust Robinson Humphrey, Inc. in Charlotte, North Carolina. Brian holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/17/2018 - Present
Jefferies LLC (CHARLOTTE NC)
NC
08/07/2017 - 09/25/2018
SUNTRUST ROBINSON HUMPHREY, INC. (CHARLOTTE NC)
BC
Issued 10/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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