Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Finn is a securities professional with over 40 years of experience in the financial services industry. Brian is currently registered with First Brokers Securities LLC and holds Series 7, 55, 57TO and SIE licenses. Brian is also a registered representative in both New Jersey and New York. Prior to joining First Brokers Securities LLC, Brian held positions at Tullett Prebon Financial Services LLC, Newedge USA, LLC, SG Cowen Securities Corporation and Cowen & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/14/2013 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
NY
01/03/2011 - 05/14/2013
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
08/01/2000 - 01/18/2011
NEWEDGE USA, LLC (NEW YORK NY)
NY
07/01/1998 - 08/01/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/17/1981 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 04/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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