Unclaimed
Brian James Finn is a financial professional with over 20 years of experience in the industry. Brian James Finn has worked at MML Investors Services, LLC since 2018. Prior to that, Brian James Finn was with Park Avenue Securities LLC, MSI Financial Services, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Brian James Finn holds Series 6, SIE, and Series 63 licenses. Brian James Finn is registered with FINRA and the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
09/06/2018 - Present
MML Investors Services, LLC (Warren NJ)
NY
04/28/2017 - 06/25/2018
PARK AVENUE SECURITIES LLC (MELVILLE NY)
MA
06/25/2014 - 12/12/2016
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
MA
11/04/1991 - 09/19/2012
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/04/1991 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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