Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Evans is a financial professional with over 20 years of experience in the financial services industry. Brian is currently registered with Charles Schwab & Co., Inc. in Lone Tree, Colorado. Brian is a dedicated and knowledgeable advisor and has passed numerous industry exams including the Series 7, Series 3, Series 63, Series 65, Series 86, and Series 87. Brian has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
07/07/2015 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NY
06/05/2012 - 10/09/2013
EAST SHORE PARTNERS, INC. (HAUPPAUGE NY)
TX
04/18/1999 - 12/31/2004
BTN RESEARCH, INC. (DALLAS TX)
NY
07/31/1993 - 04/17/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
11/09/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/09/1992 - 10/15/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/16/1992 - 09/02/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 06/11/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/18/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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