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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Crowley is a financial advisor with Raymond James & Associates, Inc. in Saratoga Springs, New York. Brian has been in the industry since 2001 and has a Series 7, Series 31 and Series 63 license, as well as the Securities Industry Essentials Examination. Brian has experience working with individuals, corporations, and retirement plans. In addition to his work at Raymond James & Associates, Inc., Brian also serves on the Finance/Investment Committee at the Charlton Girls School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2015 - Present
Raymond James & Associates, Inc. (Saratoga Springs NY)
NY
12/16/2005 - 11/23/2015
WELLS FARGO ADVISORS, LLC (LATHAM NY)
OH
09/16/2002 - 12/20/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MO
09/05/2001 - 09/11/2002
EDWARD JONES (ST. LOUIS MO)
BC
Issued 09/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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