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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Courtney is a financial professional with over 27 years of experience in the financial services industry. Brian is currently a Registered Representative with D.a. Davidson & Co., where he is active in both Broker-Dealer and Investment Advisor roles. Brian holds various licenses and qualifications, including Series 7, 24, 50, 52, 53, 63, 79, 99 and the SIE. Brian has a proven track record of success in providing financial advice and investment management services. Brian has previously worked with Kirkpatrick, Pettis, Smith, Polian Inc. and Olde Discount Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/04/2005 - Present
D.a. Davidson & Co. (DENVER CO)
NE
03/30/1998 - 01/01/2005
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
MI
05/22/1996 - 03/27/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 03/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/25/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/25/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/12/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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