Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Boccio is a financial advisor currently registered with Charles Schwab & Co., Inc.. Brian has been in the financial services industry since February 15, 2000. Brian has been registered with Charles Schwab & Co., Inc. since November 2016. Brian has held previous registrations with USAA FINANCIAL ADVISORS, INC., J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., WADDELL & REED, INC., and CITIGROUP GLOBAL MARKETS INC.. Brian is licensed to provide securities and investment advisory services in numerous states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NV
11/13/2024 - Present
Charles Schwab & CO., Inc. (Reno NV)
CA
12/12/2014 - 07/22/2016
USAA FINANCIAL ADVISORS, INC. (SAN FRANCISCO CA)
CA
10/01/2012 - 10/21/2014
J.P. MORGAN SECURITIES LLC (PLEASANTON CA)
CA
03/05/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HERCULES CA)
CA
05/22/2009 - 03/05/2010
WADDELL & REED, INC. (STOCKTON CA)
CA
09/09/2005 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALNUT CREEK CA)
NY
01/11/1999 - 09/27/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 04/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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