Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian James Battle is a registered representative with Performance Trust Capital Partners, LLC, based in Chicago, Illinois. Brian has been in the industry since 1994 and holds Series 7, 52, 53 and 63 licenses, as well as the SIE exam. Brian is currently registered in Illinois and Wisconsin. Brian previously worked with Griffin, Kubik, Stephens & Thompson, Inc. in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/17/2005 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
MN
07/12/1994 - 05/04/2005
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
BC
Issued 02/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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