Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Barclay is a financial advisor with over 17 years of experience in the financial services industry. Brian has worked for several major financial institutions including Citigroup Global Markets Inc., TD Ameritrade, Inc., and Amerprise Financial Services, Inc. Brian is currently registered with Deutsche Bank Securities Inc. and holds Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
04/24/2024 - Present
Deutsche Bank Securities Inc. (Los Angeles CA)
CA
03/02/2016 - 03/08/2024
CITY NATIONAL SECURITIES, INC. (Beverly Hills CA)
CA
09/01/2010 - 02/11/2016
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
CA
07/29/2009 - 08/30/2010
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
07/18/2008 - 06/16/2009
TD AMERITRADE, INC. (SANTA MONICA CA)
CA
09/25/2006 - 07/14/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 10/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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