Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Franzblau is a financial advisor at Raymond James & Associates, Inc. Brian has been in the financial services industry since June 2018. Brian holds the Series 7, Series 31, Series 63, and Series 65 licenses. Brian is also registered to offer investment advisory services in multiple states, including New Jersey, New York, and Texas. Brian's experience includes working with individuals, corporations, high-net-worth clients, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/21/2020 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
06/05/2018 - 11/05/2020
COMMONFUND SECURITIES, INC. (New York NY)
IA
Issued 11/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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