Unclaimed
Brian Wardius is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Brian has been in the financial industry since June 28, 1995. He is a registered representative of Northwestern Mutual Investment Services, LLC, and has held the following licenses: Series 7, Series 6, Series 24, and Series 26. Brian has a branch office in Franklin, WI. Brian is dedicated to providing financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
06/29/1995 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
BC
Issued 09/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/15/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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