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Brian J Treacher

Nomura Securities International, Inc.

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About Brian J Treacher

Brian Treacher is a registered representative with Nomura Securities International, Inc. Brian has been in the securities industry for over 17 years. He has a strong background in trading and has passed several industry exams, including the Series 7, Series 55, Series 57TO, and the SIE. Brian is registered to sell securities in all 50 states and the District of Columbia. In addition to his work at Nomura Securities International, Inc., Brian has previously worked at ABN AMRO INCORPORATED and CITIGROUP GLOBAL MARKETS INC. Brian's professional experience and qualifications make him a valuable resource for investors seeking guidance and advice.

Firm Information

Brian Treacher is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Brian Treacher’s Registration & Firm History

NY

05/26/2009 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

05/21/2007 - 03/09/2009

ABN AMRO INCORPORATED (NEW YORK NY)

NY

10/14/2005 - 06/05/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian J Treacher.
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