Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian J Todd is a financial advisor with over 25 years of experience in the financial services industry. Brian is currently registered with Benjamin F. Edwards & Company, Inc., and has previously been registered with Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, First Clearing, LLC, and A. G. Edwards & Sons, Inc.. Brian holds licenses for Series 3, 7, 9, 10, 55, 63, 66, 99TO, and SIE. Brian is also licensed as an Investment Advisor Representative in Illinois and Missouri. Brian offers a range of financial services, including financial planning, pension consulting, portfolio management, educational seminars, and selection of other advisors. Brian serves clients of all types, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
07/14/2022 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
MO
01/01/2008 - 07/14/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
08/29/2016 - 11/08/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
10/22/2014 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
03/21/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
07/22/1999 - 03/14/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
MO
07/02/1997 - 07/27/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 10/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2011
Series 3 - National Commodity Futures Examination
BC
Issued 04/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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