Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian J. Sargenti is a financial advisor with Houlihan Lokey Capital, Inc. in New York, NY. Brian has been in the industry since January 30, 2014 and holds Series 7, Series 79 and SIE licenses. Brian is registered to sell securities in New York. Prior to joining Houlihan Lokey Capital, Inc., Brian worked at Greenhill & Co., LLC and ANZ Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/28/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
10/21/2015 - 08/29/2023
GREENHILL & CO., LLC (NEW YORK NY)
NY
05/17/2013 - 06/20/2013
ANZ SECURITIES, INC. (NEW YORK NY)
NY
11/25/2010 - 07/09/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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