Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Raiti is a registered representative with Liquidnet, Inc., a firm with an active Broker-Dealer scope and not in scope for Investment Advisor. Brian has been in the industry since January 5, 2014 and currently holds FINRA Series 7, Series 55, Series 57TO and SIE licenses. Brian is registered in 11 states. Brian was previously registered with CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2021 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
01/06/2014 - 01/07/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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