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Brian J Pendleton

Hennion & Walsh Asset Management, Inc.

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About Brian J Pendleton

Brian Pendleton is a registered representative with Hennion & Walsh Asset Management, Inc. Brian is a licensed financial professional who has been serving clients for over 10 years. Brian has a strong background in the securities industry and has a wide range of experience in providing investment advice. Brian has been affiliated with Hennion & Walsh Asset Management, Inc. since 2012. Brian has a Series 66, SIE, and Series 7. The firm is located in Parsippany, New Jersey, and provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Brian Pendleton is currently registered with Hennion & Walsh Asset Management, Inc.. Hennion & Walsh Asset Management, Inc. is a Registered Investment Advisor based in Parsippany, NJ. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Hennion & Walsh manages approximately $472.7 million in assets for individuals, corporations, pension and profit-sharing plans, charitable organizations, and high-net-worth individuals. The firm has 65 investment adviser representatives and 20 licensed agents.
Hennion & Walsh Asset Management, Inc.

2001 ROUTE 46

PARSIPPANY, NJ 07054

$472.71M

Assets Under Management

15

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Pendleton’s Registration & Firm History

NJ

07/12/2012 - Present

Hennion & Walsh Asset Management, Inc. (PARSIPPANY NJ)

FL

08/23/2011 - 07/05/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STUART FL)

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Licenses & Designations

BOTH

Issued 10/14/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brian J Pendleton. Review regulatory record here.
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