Unclaimed
Brian Mulcahy is a financial professional with over 18 years of experience in the securities industry. Brian is currently registered with Stonex Financial Inc. and has previously held positions at E D & F MAN Capital Markets Inc., MPS Global Securities, LLC, MF Global Inc., and Calyon Securities (USA) Inc. Brian holds the Series 7, Series 24, Series 63 and Series 99TO licenses. Brian is licensed in New York and is currently active in both the broker-dealer and investment advisor spaces.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/21/2021 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
10/09/2014 - 12/10/2020
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
01/28/2010 - 12/01/2014
MPS GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
02/03/2006 - 01/29/2010
MF GLOBAL INC. (NEW YORK NY)
NY
04/07/2004 - 01/09/2006
CALYON SECURITIES (USA) INC (NEW YORK NY)
BC
Issued 05/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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