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Brian J Mitchell

Empower Financial Services, Inc.

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About Brian J Mitchell

Brian Mitchell is a financial professional with over 14 years of experience in the industry. Brian is currently registered with Empower Financial Services, Inc. Brian holds the Series 6, 7, 63, and SIE licenses. Brian has been with Empower Financial Services, Inc. since June 8, 2016. Prior to joining Empower Financial Services, Inc., Brian worked at PERSHING LLC.

Firm Information

Brian Mitchell is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Mitchell’s Registration & Firm History

CO

06/08/2016 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

FL

02/25/2008 - 08/05/2015

PERSHING LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 05/27/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian J Mitchell.
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