Unclaimed
Brian Koegel is a registered representative with Guggenheim Securities, LLC. Brian has been in the financial services industry since January 14, 2022 and is licensed in New York. Brian has passed the Series 63, Series 79TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/14/2022 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 09/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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