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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Howe is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the industry since 2003 and has a wide range of experience working with clients from individuals to corporations. Brian holds both Series 7 and 66 licenses. Brian is also registered in 53 states and the District of Columbia as a broker-dealer. In addition to his Series 7 and 66 licenses, Brian also holds the Series 31 license. Brian is based in Jacksonville, Florida and works out of the Merrill Lynch, Pierce, Fenner & Smith Inc. branch office in Jacksonville.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/13/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
FL
09/14/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (JACKSONVILLE FL)
GA
04/28/2005 - 09/04/2009
E*TRADE SECURITIES LLC (ALPHARETTA GA)
MO
05/21/2004 - 04/25/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/22/2003 - 04/30/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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