Unclaimed
Brian J. Hoppe is a financial advisor registered with Thrivent Investment Management Inc. based in Appleton, WI. Brian has been in the industry since 2003. Brian is licensed in Wisconsin and has earned the Series 6, 7, 24, 26, 63 and 66 licenses. The advisor specializes in Portfolio management for individuals and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
02/27/2018 - Present
Thrivent Investment Management Inc. (APPLETON WI)
WI
06/13/2003 - 10/05/2017
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
BOTH
Issued 02/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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