Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hickey is a financial advisor with J.p. Morgan Securities LLC. Brian has been in the financial services industry since 1991 and holds several securities licenses, including Series 4, 7, 24, 52, 53, and 63. Brian also has a Series 65 license and is registered as an Investment Advisor Representative in Texas. Brian has previously worked for firms such as Chase Investment Services Corp., Banc One Securities Corporation, Griffin Financial Services, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Equico Securities, Inc. Brian specializes in providing financial advice to individuals, businesses, and institutions. Brian's experience and expertise make Brian a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/04/2012 - Present
J.p. Morgan Securities LLC (DALLAS TX)
IL
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
AZ
03/06/2006 - 07/27/2006
BANC ONE SECURITIES CORPORATION (PHOENIX AZ)
IL
11/13/1998 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
05/16/1995 - 04/09/1998
GRIFFIN FINANCIAL SERVICES
NY
09/05/1991 - 03/01/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/18/1990 - 06/14/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/18/1990 - 06/14/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/22/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1991
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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