Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian J. Halligan is a financial professional with over eight years of experience in the industry. Brian J. Halligan is currently registered with TP Icap Global Markets Americas LLC and has previously been registered with TULLETT PREBON FINANCIAL SERVICES LLC and NATWEST MARKETS SECURITIES INC. Brian J. Halligan holds several licenses and certifications including Series 27, Series 24, Series 99TO, SIE, Series 3 and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/05/2020 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
CT
10/30/2014 - 12/04/2019
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
BC
Issued 03/05/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/30/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Brian Halligan is the right advisor for you? Invested Better is here to help.
