Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Guerin is a financial professional with experience in the industry since 2015. Brian is currently registered with Natwest Markets Securities Inc. and holds the Series 7TO, SIE and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/19/2015 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 06/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Brian Guerin is the right advisor for you? Invested Better is here to help.
