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Brian J Gaul

Empower Financial Services, Inc.

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About Brian J Gaul

Brian Gaul is a financial advisor with Empower Financial Services, Inc. Brian has been in the financial services industry since 2015 and is registered with the state of Colorado and Kansas. Brian holds the Series 7, Series 24, and Series 63 licenses.

Firm Information

Brian Gaul is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gaul’s Registration & Firm History

CO

09/28/2016 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

09/16/2015 - 08/15/2016

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

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Licenses & Designations

BC

Issued 10/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian J Gaul.
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