Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cotroneo is a financial advisor with over 14 years of experience in the financial services industry. Brian is currently registered with Moors & Cabot, Inc. in Florida, Georgia, Illinois, Montana, New Jersey, New York, Ohio and Wisconsin. Prior to joining Moors & Cabot, Inc., Brian worked as a Financial Advisor at Harbor View Advisors, LLC, a Registered Representative at Bank of America Securities, Inc. and a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/01/2023 - Present
Moors & Cabot, Inc. (NAPLES FL)
FL
08/30/2019 - 05/04/2020
HARBOR VIEW ADVISORS, LLC (PONTE VEDRA FL)
NY
05/10/2019 - 08/21/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
09/09/2008 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/20/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/23/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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