Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Baker is a financial professional with over 3 years of experience in the financial services industry. Brian is currently registered with Citizens JMP Securities, LLC in Stamford, Connecticut. Prior to joining Citizens JMP Securities, LLC, Brian was employed at Citizens Capital Markets from September 2019 to August 2023. Brian holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
09/27/2019 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
BC
Issued 08/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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