Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ing pu Hsieh is a financial advisor with over 20 years of experience in the industry. Brian is currently registered with City National Securities, Inc. and has previously been registered with CNR Securities, LLC, Wells Fargo Investments, LLC, and Morgan Stanley DW Inc.. Brian has a Series 7, Series 31, Series 63, and Series 65 license, as well as a Chartered Financial Analyst designation. Brian specializes in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
CA
04/28/2022 - Present
City National Securities, Inc. (Beverley Hills CA)
CA
12/16/2021 - 04/28/2022
CNR SECURITIES, LLC (BEVERLY HILLS CA)
CA
02/21/2002 - 05/18/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
08/09/1995 - 01/07/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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