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Brian Howard Strack

Vision Financial Markets LLC

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About Brian Howard Strack

Brian Howard Strack is a registered representative with Vision Financial Markets LLC. Brian has been working in the financial industry for over 17 years. Brian holds the Series 7, Series 55, Series 57TO, and SIE licenses. Brian has been previously registered with VANDHAM SECURITIES CORP., DOMESTIC SECURITIES, INC., SEABOARD SECURITIES, INC., KNIGHT SECURITIES, L.P., WACHOVIA SECURITIES, INC., and DLJDIRECT INC.

Firm Information

Brian Strack is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Strack’s Registration & Firm History

CT

05/02/2022 - Present

Vision Financial Markets LLC (STAMFORD CT)

NJ

07/10/2006 - 06/01/2018

VANDHAM SECURITIES CORP. (Park Ridge NJ)

NJ

10/27/2004 - 07/07/2006

DOMESTIC SECURITIES, INC. (MONTVALE NJ)

NJ

03/16/2004 - 11/02/2004

SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)

NJ

12/17/2002 - 03/21/2003

KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)

MO

07/17/2002 - 12/09/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NJ

06/14/2000 - 05/08/2002

KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)

NJ

03/30/2000 - 05/26/2000

DLJDIRECT INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2022

Series 57TO - Securities Trader Exam

BC

Issued 06/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Howard Strack.
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