Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rosebrook is a financial professional with over 10 years of experience in the industry. Brian is currently registered with The O.n. Equity Sales Co. in Cincinnati, Ohio. Previously, Brian was registered with Stifel, Nicolaus & Company, Incorporated. Brian has a Series 7, Series 24, and Series 63 license. Brian is also licensed to sell securities in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/07/2016 - Present
THE O.n. Equity Sales Co. (Cincinnati OH)
OH
03/28/2011 - 11/25/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CINCINNATI OH)
OH
05/23/2008 - 03/28/2011
THE O.N. EQUITY SALES COMPANY (DUBLIN OH)
OH
01/25/2008 - 03/13/2008
AMERIPRISE FINANCIAL SERVICES, INC. (DUBLIN OH)
BC
Issued 05/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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