Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Colon is a financial advisor at Robert W. Baird & Co. Inc. Brian has over 39 years of experience in the financial services industry. Brian is a Series 7, 24, 50, 52TO, and 53 licensed professional. Brian has been registered in the state of Colorado since 1983 and has held previous roles at A.G. Edwards & Sons, Inc., Coughlin and Company, Inc. Brian has been with Robert W. Baird & Co. Inc. since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
02/23/2009 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
11/26/2007 - 03/18/2009
WACHOVIA CAPITAL MARKETS, LLC (DENVER CO)
CO
02/10/1998 - 11/26/2007
A. G. EDWARDS & SONS, INC. (DENVER CO)
CO
03/17/1995 - 01/06/1998
HANIFEN, IMHOFF INC. (DENVER CO)
NA
04/09/1992 - 03/24/1995
HAWAIIAN CAPITAL SECURITIES
CO
02/07/1989 - 04/04/1992
HANIFEN, IMHOFF INC. (DENVER CO)
NA
11/25/1987 - 09/27/1988
STERN BROTHERS & CO.
NA
04/26/1983 - 11/30/1987
COUGHLIN AND COMPANY, INC.
BC
Issued 05/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/18/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/01/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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