Unclaimed
Brian Howard Bratspis is a financial advisor with Ameriprise Financial Services, LLC. Brian has been working in the financial services industry since 1999 and has a broad range of experience. Brian has held previous roles at WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., and MORGAN STANLEY DW INC.. Brian specializes in portfolio management, financial planning, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/21/2018 - Present
Ameriprise Financial Services, LLC (SCOTTSDALE AZ)
NJ
01/15/2009 - 09/26/2018
WELLS FARGO CLEARING SERVICES, LLC (MARGATE CITY NJ)
AZ
05/13/2002 - 02/03/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
04/20/1999 - 05/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/23/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/07/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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