Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hook is a registered representative with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Brian has been in the financial industry since 2014 and has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC and Wells Fargo Clearing Services, LLC. Brian holds the Series 66, Series 7, Series 9, and Series 10 licenses. Brian is a member of FINRA and has a current registration with the state of Missouri. Brian is a dedicated professional who is committed to providing their clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/16/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
12/04/2019 - 04/05/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
11/14/2016 - 11/12/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
03/08/2013 - 04/20/2016
LPL FINANCIAL LLC (CHESTERFIELD MO)
BOTH
Issued 04/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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