Unclaimed
Brian Henry Johnson is a financial advisor who has been in the industry since 2009. Brian is currently registered with Empower Financial Services, Inc. and is active in 52 states. Brian previously worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. Brian holds Series 6, 7, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
09/02/2014 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
KS
03/04/2009 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
IA
Issued 03/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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