linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Hemsath

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Hemsath

Brian Hemsath is a financial advisor who has been in the industry since September 1, 2000. Brian is currently registered with National Financial Services LLC. Brian was previously registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Brian has a variety of licenses and certifications, including Series 6, 7, 9, 10, 24, and 63.

Firm Information

Brian Hemsath is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Hemsath’s Registration & Firm History

KY

02/27/2023 - Present

National Financial Services LLC (COVINGTON KY)

KY

10/25/2011 - 12/05/2022

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

KY

08/06/2008 - 09/29/2011

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

10/22/1999 - 04/05/2007

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

RI

01/14/1999 - 10/20/1999

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

Not sure if Brian Hemsath is right for you?

Licenses & Designations

BC

Issued 11/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/12/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/19/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Hemsath.
Not sure if Brian Hemsath is right for you?