Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Hartl is an investment advisor representative with Thrivent Investment Management Inc. Brian has been in the financial services industry for 29 years and has held several positions at different firms. Brian is registered with the state of Wisconsin and Texas. Brian has experience working with individuals, businesses, and churches. Brian's primary focus is on providing financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
01/10/2020 - Present
Thrivent Investment Management Inc. (STURGEON BAY WI)
WI
01/02/2018 - 12/31/2018
PRIVATE CLIENT SERVICES, LLC (STURGEON BAY WI)
WI
06/01/2016 - 12/31/2017
SII INVESTMENTS, INC. (STURGEON BAY WI)
WI
10/11/2011 - 06/15/2016
LPL FINANCIAL LLC (STURGEON BAY WI)
WI
07/25/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (WAUPACA WI)
WI
06/01/2001 - 07/24/2007
VISION INVESTMENT SERVICES, INC. (STURGEON BAY WI)
IL
04/18/1997 - 06/27/2001
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
IL
02/22/1999 - 12/31/2000
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
MN
02/14/1994 - 06/27/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/14/1994 - 06/27/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Hartl is the right advisor for you? Invested Better is here to help.
